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COMMENTARY
ON THE PHAEDO
By
Benjamin Jowett
I.
Prologue (57a-59c)
After an interval of
some months or years, and at Phlius, a town of Peloponnesus, the tale
of the last hours of Socrates is narrated to Echecrates and other
Phliasians by Phaedo the 'beloved disciple.' The Dialogue necessarily
takes the form of a narrative, because Socrates has to be described
acting as well as speaking. The minutest particulars of the event are
interesting to distant friends, and the narrator has an equal interest
in them.
II. Death and
The Philosopher (59c-70c)
During the voyage of
the sacred ship to and from Delos, which has occupied thirty days, the
execution of Socrates has been deferred. (Compare Xen. Mem.) The time
has been passed by him in conversation with a select company of
disciples. But now the holy season is over, and the disciples meet
earlier than usual in order that they may converse with Socrates for
the last time. Those who were present, and those who might have been
expected to be present, are mentioned by name. There are Simmias and
Cebes (Crito), two disciples of Philolaus whom Socrates 'by his
enchantments has attracted from Thebes' (Mem.), Crito the aged friend,
the attendant of the prison, who is as good as a friend--these take
part in the conversation. There are present also, Hermogenes, from
whom Xenophon derived his information about the trial of Socrates (Mem.),
the 'madman' Apollodorus (Symp.), Euclid and Terpsion from Megara
(compare Theaet.), Ctesippus, Antisthenes, Menexenus, and some other
less-known members of the Socratic circle, all of whom are silent
auditors. Aristippus, Cleombrotus, and Plato are noted as absent.
Almost as soon as the friends of Socrates enter the prison Xanthippe
and her children are sent home in the care of one of Crito's servants.
Socrates himself has just been released from chains, and is led by
this circumstance to make the natural remark that 'pleasure follows
pain.' (Observe that Plato is preparing the way for his doctrine of
the alternation of opposites.) 'Aesop would have represented them in a
fable as a two-headed creature of the gods.' The mention of Aesop
reminds Cebes of a question which had been asked by Evenus the poet
(compare Apol.): 'Why Socrates, who was not a poet, while in prison
had been putting Aesop into verse?'--'Because several times in his
life he had been warned in dreams that he should practise music; and
as he was about to die and was not certain of what was meant, he
wished to fulfil the admonition in the letter as well as in the
spirit, by writing verses as well as by cultivating philosophy. Tell
this to Evenus; and say that I would have him follow me in death.' 'He
is not at all the sort of man to comply with your request, Socrates.'
'Why, is he not a philosopher?' 'Yes.' 'Then he will be willing to
die, although he will not take his own life, for that is held to be
unlawful.'
Cebes asks why
suicide is thought not to be right, if death is to be accounted a
good? Well, (1) according to one explanation, because man is a
prisoner, who must not open the door of his prison and run away--this
is the truth in a 'mystery.' Or (2) rather, because he is not his own
property, but a possession of the gods, and has no right to make away
with that which does not belong to him. But why, asks Cebes, if he is
a possession of the gods, should he wish to die and leave them? For he
is under their protection; and surely he cannot take better care of
himself than they take of him. Simmias explains that Cebes is really
referring to Socrates, whom they think too unmoved at the prospect of
leaving the gods and his friends. Socrates answers that he is going to
other gods who are wise and good, and perhaps to better friends; and
he professes that he is ready to defend himself against the charge of
Cebes. The company shall be his judges, and he hopes that he will be
more successful in convincing them than he had been in convincing the
court.
The philosopher
desires death--which the wicked world will insinuate that he also
deserves: and perhaps he does, but not in any sense which they are
capable of understanding. Enough of them: the real question is, What
is the nature of that death which he desires? Death is the separation
of soul and body--and the philosopher desires such a separation. He
would like to be freed from the dominion of bodily pleasures and of
the senses, which are always perturbing his mental vision. He wants to
get rid of eyes and ears, and with the light of the mind only to
behold the light of truth. All the evils and impurities and
necessities of men come from the body. And death separates him from
these corruptions, which in life he cannot wholly lay aside. Why then
should he repine when the hour of separation arrives? Why, if he is
dead while he lives, should he fear that other death, through which
alone he can behold wisdom in her purity?
Besides, the
philosopher has notions of good and evil unlike those of other men.
For they are courageous because they are afraid of greater dangers,
and temperate because they desire greater pleasures. But he disdains
this balancing of pleasures and pains, which is the exchange of
commerce and not of virtue. All the virtues, including wisdom, are
regarded by him only as purifications of the soul. And this was the
meaning of the founders of the mysteries when they said, 'Many are the
wand-bearers but few are the mystics.' (Compare Matt. xxii.: 'Many are
called but few are chosen.') And in the hope that he is one of these
mystics, Socrates is now departing. This is his answer to any one who
charges him with indifference at the prospect of leaving the gods and
his friends.
III. The Cycle
of Opposites Argument (70c-72e)
Still, a fear is
expressed that the soul upon leaving the body may vanish away like
smoke or air. Socrates in answer appeals first of all to the old
Orphic tradition that the souls of the dead are in the world below,
and that the living come from them. This he attempts to found on a
philosophical assumption that all opposites--e.g. less, greater;
weaker, stronger; sleeping, waking; life, death--are generated out of
each other. Nor can the process of generation be only a passage from
living to dying, for then all would end in death. The perpetual
sleeper (Endymion) would be no longer distinguished from the rest of
mankind. The circle of nature is not complete unless the living come
from the dead as well as pass to them.
IV. The
Recollection Argument (72e-77d)
The Platonic
doctrine of reminiscence is then adduced as a confirmation of the
pre-existence of the soul. Some proofs of this doctrine are demanded.
One proof given is the same as that of the Meno, and is derived from
the latent knowledge of mathematics, which may be elicited from an
unlearned person when a diagram is presented to him. Again, there is a
power of association, which from seeing Simmias may remember Cebes, or
from seeing a picture of Simmias may remember Simmias. The lyre may
recall the player of the lyre, and equal pieces of wood or stone may
be associated with the higher notion of absolute equality. But here
observe that material equalities fall short of the conception of
absolute equality with which they are compared, and which is the
measure of them. And the measure or standard must be prior to that
which is measured, the idea of equality prior to the visible equals.
And if prior to them, then prior also to the perceptions of the senses
which recall them, and therefore either given before birth or at
birth. But all men have not this knowledge, nor have any without a
process of reminiscence; which is a proof that it is not innate or
given at birth, unless indeed it was given and taken away at the same
instant. But if not given to men in birth, it must have been given
before birth--this is the only alternative which remains. And if we
had ideas in a former state, then our souls must have existed and must
have had intelligence in a former state. The pre-existence of the soul
stands or falls with the doctrine of ideas.
It is objected by
Simmias and Cebes that these arguments only prove a former and not a
future existence. Socrates answers this objection by recalling the
previous argument, in which he had shown that the living come from the
dead.
V. The Affinity
Argument (77d-80c)
But the fear that
the soul at departing may vanish into air (especially if there is a
wind blowing at the time) has not yet been charmed away. He proceeds:
When we fear that the soul will vanish away, let us ask ourselves what
is that which we suppose to be liable to dissolution? Is it the simple
or the compound, the unchanging or the changing, the invisible idea or
the visible object of sense? Clearly the latter and not the former;
and therefore not the soul, which in her own pure thought is
unchangeable, and only when using the senses descends into the region
of change. Again, the soul commands, the body serves: in this respect
too the soul is akin to the divine, and the body to the mortal. And in
every point of view the soul is the image of divinity and immortality,
and the body of the human and mortal. And whereas the body is liable
to speedy dissolution, the soul is almost if not quite indissoluble.
(Compare Tim.) Yet even the body may be preserved for ages by the
embalmer's art: how unlikely, then, that the soul will perish and be
dissipated into air while on her way to the good and wise God! She has
been gathered into herself, holding aloof from the body, and
practising death all her life long, and she is now finally released
from the errors and follies and passions of men, and for ever dwells
in the company of the gods.
VI. Doctrines
Concerning Body and Soul (80c-84b)
But the soul which
is polluted and engrossed by the corporeal, and has no eye except that
of the senses, and is weighed down by the bodily appetites, cannot
attain to this abstraction. In her fear of the world below she lingers
about the sepulchre, loath to leave the body which she loved, a
ghostly apparition, saturated with sense, and therefore visible. At
length entering into some animal of a nature congenial to her former
life of sensuality or violence, she takes the form of an ass, a wolf
or a kite. And of these earthly souls the happiest are those who have
practised virtue without philosophy; they are allowed to pass into
gentle and social natures, such as bees and ants. (Compare Republic,
Meno.) But only the philosopher who departs pure is permitted to enter
the company of the gods. (Compare Phaedrus.) This is the reason why he
abstains from fleshly lusts, and not because he fears loss or
disgrace, which is the motive of other men. He too has been a captive,
and the willing agent of his own captivity. But philosophy has spoken
to him, and he has heard her voice; she has gently entreated him, and
brought him out of the 'miry clay,' and purged away the mists of
passion and the illusions of sense which envelope him; his soul has
escaped from the influence of pleasures and pains, which are like
nails fastening her to the body. To that prison-house she will not
return; and therefore she abstains from bodily pleasures--not from a
desire of having more or greater ones, but because she knows that only
when calm and free from the dominion of the body can she behold the
light of truth.
VII.
Simmias' Objection: The Harmony and Lyre (84b-86d)
Simmias and Cebes
remain in doubt; but they are unwilling to raise objections at such a
time. Socrates wonders at their reluctance. Let them regard him rather
as the swan, who, having sung the praises of Apollo all his life long,
sings at his death more lustily than ever. Simmias acknowledges that
there is cowardice in not probing truth to the bottom. 'And if truth
divine and inspired is not to be had, then let a man take the best of
human notions, and upon this frail bark let him sail through life.' He
proceeds to state his difficulty: It has been argued that the soul is
invisible and incorporeal, and therefore immortal, and prior to the
body. But is not the soul acknowledged to be a harmony, and has she
not the same relation to the body, as the harmony--which like her is
invisible--has to the lyre? And yet the harmony does not survive the
lyre.
VIII. Cebes'
Objection: The Man and Cloak (86d-88c)
Cebes has also an
objection, which like Simmias he expresses in a figure. He is willing
to admit that the soul is more lasting than the body. But the more
lasting nature of the soul does not prove her immortality; for after
having worn out many bodies in a single life, and many more in
successive births and deaths, she may at last perish, or, as Socrates
afterwards restates the objection, the very act of birth may be the
beginning of her death, and her last body may survive her, just as the
coat of an old weaver is left behind him after he is dead, although a
man is more lasting than his coat. And he who would prove the
immortality of the soul, must prove not only that the soul outlives
one or many bodies, but that she outlives them all.
IX.
Interlude: The Argument Against Misology (88c-91c)
The audience, like
the chorus in a play, for a moment interpret the feelings of the
actors; there is a temporary depression, and then the enquiry is
resumed. It is a melancholy reflection that arguments, like men, are
apt to be deceivers; and those who have been often deceived become
distrustful both of arguments and of friends. But this unfortunate
experience should not make us either haters of men or haters of
arguments. The want of health and truth is not in the argument, but in
ourselves. Socrates, who is about to die, is sensible of his own
weakness; he desires to be impartial, but he cannot help feeling that
he has too great an interest in the truth of the argument. And
therefore he would have his friends examine and refute him, if they
think that he is in error.
X. Socrates'
Reply to Simmias (91c-95a)
At his request
Simmias and Cebes repeat their objections. They do not go to the
length of denying the pre-existence of ideas. Simmias is of opinion
that the soul is a harmony of the body. But the admission of the pre-
existence of ideas, and therefore of the soul, is at variance with
this. (Compare a parallel difficulty in Theaet.) For a harmony is an
effect, whereas the soul is not an effect, but a cause; a harmony
follows, but the soul leads; a harmony admits of degrees, and the soul
has no degrees. Again, upon the supposition that the soul is a
harmony, why is one soul better than another? Are they more or less
harmonized, or is there one harmony within another? But the soul does
not admit of degrees, and cannot therefore be more or less harmonized.
Further, the soul is often engaged in resisting the affections of the
body, as Homer describes Odysseus 'rebuking his heart.' Could he have
written this under the idea that the soul is a harmony of the body?
Nay rather, are we not contradicting Homer and ourselves in affirming
anything of the sort?
XI. Socrates'
Reply to Cebes: The Causes of Generation and Destruction
(95a-99c)
The goddess Harmonia,
as Socrates playfully terms the argument of Simmias, has been happily
disposed of; and now an answer has to be given to the Theban Cadmus.
Socrates recapitulates the argument of Cebes, which, as he remarks,
involves the whole question of natural growth or causation; about this
he proposes to narrate his own mental experience. When he was young he
had puzzled himself with physics: he had enquired into the growth and
decay of animals, and the origin of thought, until at last he began to
doubt the self-evident fact that growth is the result of eating and
drinking; and so he arrived at the conclusion that he was not meant
for such enquiries. Nor was he less perplexed with notions of
comparison and number. At first he had imagined himself to understand
differences of greater and less, and to know that ten is two more than
eight, and the like. But now those very notions appeared to him to
contain a contradiction. For how can one be divided into two? Or two
be compounded into one? These are difficulties which Socrates cannot
answer. Of generation and destruction he knows nothing. But he has a
confused notion of another method in which matters of this sort are to
be investigated. (Compare Republic; Charm.)
Then he heard some
one reading out of a book of Anaxagoras, that mind is the cause of all
things. And he said to himself: If mind is the cause of all things,
surely mind must dispose them all for the best. The new teacher will
show me this 'order of the best' in man and nature. How great had been
his hopes and how great his disappointment! For he found that his new
friend was anything but consistent in his use of mind as a cause, and
that he soon introduced winds, waters, and other eccentric notions.
(Compare Arist. Metaph.) It was as if a person had said that Socrates
is sitting here because he is made up of bones and muscles, instead of
telling the true reason--that he is here because the Athenians have
thought good to sentence him to death, and he has thought good to
await his sentence. Had his bones and muscles been left by him to
their own ideas of right, they would long ago have taken themselves
off. But surely there is a great confusion of the cause and condition
in all this. And this confusion also leads people into all sorts of
erroneous theories about the position and motions of the earth. None
of them know how much stronger than any Atlas is the power of the
best. But this 'best' is still undiscovered; and in enquiring after
the cause, we can only hope to attain the second best.
XII. Socrates'
Reply to Cebes: Socrates' Theory of Causation
Now there is a
danger in the contemplation of the nature of things, as there is a
danger in looking at the sun during an eclipse, unless the precaution
is taken of looking only at the image reflected in the water, or in a
glass. (Compare Laws; Republic.) 'I was afraid,' says Socrates, 'that
I might injure the eye of the soul. I thought that I had better return
to the old and safe method of ideas. Though I do not mean to say that
he who contemplates existence through the medium of ideas sees only
through a glass darkly, any more than he who contemplates actual
effects.'
If the existence of
ideas is granted to him, Socrates is of opinion that he will then have
no difficulty in proving the immortality of the soul. He will only ask
for a further admission:--that beauty is the cause of the beautiful,
greatness the cause of the great, smallness of the small, and so on of
other things. This is a safe and simple answer, which escapes the
contradictions of greater and less (greater by reason of that which is
smaller!), of addition and subtraction, and the other difficulties of
relation. These subtleties he is for leaving to wiser heads than his
own; he prefers to test ideas by the consistency of their
consequences, and, if asked to give an account of them, goes back to
some higher idea or hypothesis which appears to him to be the best,
until at last he arrives at a resting-place. (Republic; Phil.)
The doctrine of
ideas, which has long ago received the assent of the Socratic circle,
is now affirmed by the Phliasian auditor to command the assent of any
man of sense. The narrative is continued; Socrates is desirous of
explaining how opposite ideas may appear to co-exist but do not really
co-exist in the same thing or person. For example, Simmias may be said
to have greatness and also smallness, because he is greater than
Socrates and less than Phaedo. And yet Simmias is not really great and
also small, but only when compared to Phaedo and Socrates. I use the
illustration, says Socrates, because I want to show you not only that
ideal opposites exclude one another, but also the opposites in us. I,
for example, having the attribute of smallness remain small, and
cannot become great: the smallness which is in me drives out
greatness.
One of the company
here remarked that this was inconsistent with the old assertion that
opposites generated opposites. But that, replies Socrates, was
affirmed, not of opposite ideas either in us or in nature, but of
opposition in the concrete--not of life and death, but of individuals
living and dying. When this objection has been removed, Socrates
proceeds: This doctrine of the mutual exclusion of opposites is not
only true of the opposites themselves, but of things which are
inseparable from them. For example, cold and heat are opposed; and
fire, which is inseparable from heat, cannot co-exist with cold, or
snow, which is inseparable from cold, with heat. Again, the number
three excludes the number four, because three is an odd number and
four is an even number, and the odd is opposed to the even. Thus we
are able to proceed a step beyond 'the safe and simple answer.' We may
say, not only that the odd excludes the even, but that the number
three, which participates in oddness, excludes the even.
XIII. Socrates'
Reply to Cebes: The Soul in Particular (105b-107a)
And in like manner,
not only does life exclude death, but the soul, of which life is the
inseparable attribute, also excludes death. And that of which life is
the inseparable attribute is by the force of the terms imperishable.
If the odd principle were imperishable, then the number three would
not perish but remove, on the approach of the even principle. But the
immortal is imperishable; and therefore the soul on the approach of
death does not perish but removes.
XIV. The Myth of
the Afterlife (107a-115a)
Thus all objections
appear to be finally silenced. And now the application has to be made:
If the soul is immortal, 'what manner of persons ought we to be?'
having regard not only to time but to eternity. For death is not the
end of all, and the wicked is not released from his evil by death; but
every one carries with him into the world below that which he is or
has become, and that only.
For after death the
soul is carried away to judgment, and when she has received her
punishment returns to earth in the course of ages. The wise soul is
conscious of her situation, and follows the attendant angel who guides
her through the windings of the world below; but the impure soul
wanders hither and thither without companion or guide, and is carried
at last to her own place, as the pure soul is also carried away to
hers. 'In order that you may understand this, I must first describe to
you the nature and conformation of the earth.'
Now the whole earth
is a globe placed in the centre of the heavens, and is maintained
there by the perfection of balance. That which we call the earth is
only one of many small hollows, wherein collect the mists and waters
and the thick lower air; but the true earth is above, and is in a
finer and subtler element. And if, like birds, we could fly to the
surface of the air, in the same manner that fishes come to the top of
the sea, then we should behold the true earth and the true heaven and
the true stars. Our earth is everywhere corrupted and corroded; and
even the land which is fairer than the sea, for that is a mere chaos
or waste of water and mud and sand, has nothing to show in comparison
of the other world. But the heavenly earth is of divers colours,
sparkling with jewels brighter than gold and whiter than any snow,
having flowers and fruits innumerable. And the inhabitants dwell some
on the shore of the sea of air, others in 'islets of the blest,' and
they hold converse with the gods, and behold the sun, moon and stars
as they truly are, and their other blessedness is of a piece with
this.
The hollows on the
surface of the globe vary in size and shape from that which we
inhabit: but all are connected by passages and perforations in the
interior of the earth. And there is one huge chasm or opening called
Tartarus, into which streams of fire and water and liquid mud are ever
flowing; of these small portions find their way to the surface and
form seas and rivers and volcanoes. There is a perpetual inhalation
and exhalation of the air rising and falling as the waters pass into
the depths of the earth and return again, in their course forming
lakes and rivers, but never descending below the centre of the earth;
for on either side the rivers flowing either way are stopped by a
precipice. These rivers are many and mighty, and there are four
principal ones, Oceanus, Acheron, Pyriphlegethon, and Cocytus. Oceanus
is the river which encircles the earth; Acheron takes an opposite
direction, and after flowing under the earth through desert places, at
last reaches the Acherusian lake,--this is the river at which the
souls of the dead await their return to earth. Pyriphlegethon is a
stream of fire, which coils round the earth and flows into the depths
of Tartarus. The fourth river, Cocytus, is that which is called by the
poets the Stygian river, and passes into and forms the lake Styx, from
the waters of which it gains new and strange powers. This river, too,
falls into Tartarus.
The dead are first
of all judged according to their deeds, and those who are incurable
are thrust into Tartarus, from which they never come out. Those who
have only committed venial sins are first purified of them, and then
rewarded for the good which they have done. Those who have committed
crimes, great indeed, but not unpardonable, are thrust into Tartarus,
but are cast forth at the end of a year by way of Pyriphlegethon or
Cocytus, and these carry them as far as the Acherusian lake, where
they call upon their victims to let them come out of the rivers into
the lake. And if they prevail, then they are let out and their
sufferings cease: if not, they are borne unceasingly into Tartarus and
back again, until they at last obtain mercy. The pure souls also
receive their reward, and have their abode in the upper earth, and a
select few in still fairer 'mansions.'
Socrates is not
prepared to insist on the literal accuracy of this description, but he
is confident that something of the kind is true. He who has sought
after the pleasures of knowledge and rejected the pleasures of the
body, has reason to be of good hope at the approach of death; whose
voice is already speaking to him, and who will one day be heard
calling all men.
XV. Socrates'
Death Scene (115a-118a)
The hour has come at
which he must drink the poison, and not much remains to be done. How
shall they bury him? That is a question which he refuses to entertain,
for they are burying, not him, but his dead body. His friends had once
been sureties that he would remain, and they shall now be sureties
that he has run away. Yet he would not die without the customary
ceremonies of washing and burial. Shall he make a libation of the
poison? In the spirit he will, but not in the letter. One request he
utters in the very act of death, which has been a puzzle to after
ages. With a sort of irony he remembers that a trifling religious duty
is still unfulfilled, just as above he desires before he departs to
compose a few verses in order to satisfy a scruple about a
dream--unless, indeed, we suppose him to mean, that he was now
restored to health, and made the customary offering to Asclepius in
token of his recovery.
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