Neo-Platonism [1]

The Process of Emanation

 

I.  The Origins of the Neo-Platonic School

Neo-Platonism arose during the third century AD in the Alexandria (Egypt)-- a city where Greek and Eastern cultures mingled freely.  The school was founded  by Ammonius Saccas, who was a famed teacher of Platonic Philosophy in Alexandria.  Neo-Platonic thought, however, was systematized by Ammonius' famous pupil, Plotinus.

Plotinus was born at Lycopolis in Egypt in 204 AD and studied under Ammonius for eleven years.  After this he joined the expedition of the emperor Gordianus against the Persians and as a result gained an acquaintance with Eastern (Persian and Indian) thought. After the failure of this campaign, Plotinus went to Rome in 244 and founded a school over which he presided until his death.  Plotinus' own lifestyle was rigidly regulated by his philosophical principles:  he was said to have limited his sleep and food to the minimum, was a strict vegetarian and completely celibate.  He was also said to have an ecstatic vision of God four times during his life and to have possessed clairvoyant powers.  

Plotinus only began to put his ideas into writing when he was 50 years old.  The finished product, which came to be known as the Enneads, was edited into six books by Plotinus' pupil, Porphyry.  This work was published only after Plotinus' death in 269 AD.

As the name might suggest, Neo-Platonic though was influenced by the later writings of Plato, especially The Republic, Timaeus and the Symposium.   Plotinus clearly thought of himself as standing in a tradition begun by Plato.  He says that his own teachings "are not new, not just now, but were said long ago, even if not clearly and expressly, and our present teachings are only presented as interpretations of the old teachings, and the fact that these teachings are old is corroborated by the testimony of Plato's own writings."  (Enneads 5.1.8).  If you are attentive, you will notice that Plotinus' discussion of the One as the source of all things and his treatment of the return of the soul to the One are heavily to ideas that we have already seen in our study of Plato.

II.   The Neo-Platonic System

A.  The One

Plotinus' philosophical system begins and ends with the One (call him God if it makes it easier for you to relate to this concept).  The One for Plotinus represents the highest aspect of reality.  The One must be a unity and completely simple, since duality/multiplicity, for Plotinus, represents a fragmentation of power.  In his writings he describes the One as beyond being, purely spiritual, perfect, eternal and infinite.  He also believes that the One completely transcends the sensible world and for this reason is beyond all categories of understanding.  What we can infer about the one must therefore be derived negatively.  In other words, we can only speak about what the One is not:  it is not material, imperfect, temporal or finite.

The One is also the source of all being, producing the rest of reality without any sort of movement on its part.  The image that Plotinus uses to describe this process is called emanation.  In attempting to answer the question of why a perfect and absolutely self-sufficient reality like the One would need to emanate from itself, Plotinus resorts to analogies from the field of biology:  when things reach perfection even in the sensible realm, they tend to procreate.  This is true for a tomato, a cat or a human beings and it is also true of the One.  The One is perfection and perfection is procreative.   

Plotinus also believes that the One emanates from itself with out loosing any of its perfection.  Once again, he uses metaphors from the sensible realm to illustrate this principle:  fire gives off heat with no loss of heat from itself, a flower gives off its fragrance without becoming any less fragrant, the sun gives off light without loosing any of its brightness.

     
 

The One As Source of All Things

 

    What, then, is the One?

   It is what makes all things possible.  Without it nothing would exist....What is above life is the cause of life.  The activity of life, being all things, is not the first principle.  It flows from it as from a spring.  Picture a spring that has no further origin, that pours itself into all all rivers without becoming exhausted of what it yields, and remains what it is undisturbed.  The streams that issue from it, before flowing away each in its own direction, mingle together for a time, but each knows already where it will take its flood.  Or think of the life that circulates in a great tree.  The originating principle of this life remains at rest and does not spread through tree because it has, as it were, its seat in the root.  The principle gives to the plant all its life in its multiplicity but remains itself at rest.  Not a plurality, it is the source of plurality.

 

The One As Everywhere and Nowhere

 

     We maintain, and it is evident truth, that the Supreme is everywhere and yet nowhere; keeping this constantly in mind let us see how it bears on our present enquiry.

    If God is nowhere, then not anywhere has He "happened to be"; as also everywhere, He is everywhere in entirety: at once, He is that everywhere and everywise: He is not in the everywhere but is the everywhere as well as the giver to the rest of things of their being in that everywhere. Holding the supreme place- or rather no holder but Himself the Supreme- all lies subject to Him; they have not brought Him to be but happen, all, to Him- or rather they stand there before Him looking upon Him, not He upon them. He is borne, so to speak, to the inmost of Himself in love of that pure radiance which He is, He Himself being that which He. loves. That is to say, as self-dwelling Act and Intellectual-Principle, the most to be loved, He has given Himself existence. Intellectual-Principle is the issue of Act: God therefore is issue of Act, but, since no other has generated Him, He is what He made Himself: He is not, therefore, "as He happened to be" but as He acted Himself into being.

 
     

B.  The Nous

Plotinus believes that in the process of emanation the Nous (Intellect) proceeds from the One as a product of the One's contemplation of itself.  Because the Nous exists by thinking of itself as other, it becomes divided within itself and this division results in the production of Being. Thus the Nous contains in itself the principle of multiplicity and acts as the first principle (arche) of all things.  

The Nous, like the One, is eternal, creative, spiritual, and perfect.  Unlike the One, however, it is not a unity.

The process of emanation does not end with the Nous.  We already know that perfection is productive and the Nous, like the One is perfect.  A third emanation, therefore, must take place from the Nous and the product of this emanation will the the World Soul.

     
 

The Emanation of  The Nous From the One

 

    The One is all things and no one of them; the source of all things is not all things; all things are its possession- running back, so to speak, to it- or, more correctly, not yet so, they will be.

    But a universe from an unbroken unity, in which there appears no diversity, not even duality?

    It is precisely because that is nothing within the One that all things are from it: in order that Being may be brought about, the source must be no Being but Being's generator, in what is to be thought of as the primal act of generation. Seeking nothing, possessing nothing, lacking nothing, the One is perfect and, in our metaphor, has overflowed, and its exuberance has produced the new: this product has turned again to its begetter and been filled and has become its contemplator and so an Intellectual-Principle.

    That station towards the one [the fact that something exists in presence of the One] establishes Being; that vision directed upon the One establishes the Intellectual-Principle; standing towards the One to the end of vision, it is simultaneously Intellectual-Principle and Being; and, attaining resemblance in virtue of this vision, it repeats the act of the One in pouring forth a vast power.

...............

    But how and what does the Intellectual-Principle see and, especially, how has it sprung from that which is to become the object of its vision?

    The mind demands the existence of these Beings, but it is still in trouble over the problem endlessly debated by the most ancient philosophers: from such a unity as we have declared The One to be, how does anything at all come into substantial existence, any multiplicity, dyad, or number? Why has the Primal not remained self-gathered so that there be none of this profusion of the manifold which we observe in existence and yet are compelled to trace to that absolute unity?

    In venturing an answer, we first invoke God Himself, not in loud word but in that way of prayer which is always within our power, leaning in soul towards Him by aspiration, alone towards the alone. But if we seek the vision of that great Being within the Inner Sanctuary- self-gathered, tranquilly remote above all else- we begin by considering the images stationed at the outer precincts, or, more exactly to the moment, the first image that appears. How the Divine Mind comes into being must be explained:

    Everything moving has necessarily an object towards which it advances; but since the Supreme can have no such object, we may not ascribe motion to it: anything that comes into being after it can be produced only as a consequence of its unfailing self-intention; and, of course, we dare not talk of generation in time, dealing as we are with eternal Beings: where we speak of origin in such reference, it is in the sense, merely, of cause and subordination: origin from the Supreme must not be taken to imply any movement in it: that would make the Being resulting from the movement not a second principle but a third: the Movement would be the second hypostasis.

    Given this immobility in the Supreme, it can neither have yielded assent nor uttered decree nor stirred in any way towards the existence of a secondary.

    What happened then? What are we to conceive as rising in the neighborhood of that immobility?

    It must be a circumradiation- produced from the Supreme but from the Supreme unaltering- and may be compared to the brilliant light encircling the sun and ceaselessly generated from that unchanging substance.

    All existences, as long as they retain their character, produce- about themselves, from their essence, in virtue of the power which must be in them- some necessary, outward-facing hypostasis continuously attached to them and representing in image the engendering archetypes: thus fire gives out its heat; snow is cold not merely to itself; fragrant substances are a notable instance; for, as long as they last, something is diffused from them and perceived wherever they are present.

    Again, all that is fully achieved engenders: therefore the eternally achieved engenders eternally an eternal being. At the same time, the offspring is always minor: what then are we to think of the All-Perfect but that it can produce nothing less than the very greatest that is later than itself. The greatest, later than the divine unity, must be the Divine Mind, and it must be the second of all existence, for it is that which sees The One on which alone it leans while the First has no need whatever of it. The offspring of the prior to Divine Mind can be no other than that Mind itself and thus is the loftiest being in the universe, all else following upon it- the soul, for example, being an utterance and act of the Intellectual-Principle as that is an utterance and act of The One. But in soul the utterance is obscured, for soul is an image and must look to its own original: that Principle, on the contrary, looks to the First without mediation- thus becoming what it is- and has that vision not as from a distance but as the immediate next with nothing intervening, close to the One as Soul to it.

    The offspring must seek and love the begetter; and especially so when begetter and begotten are alone in their sphere; when, in addition, the begetter is the highest good, the offspring [inevitably seeking its Good] is attached by a bond of sheer necessity, separated only in being distinct.

 
     

C.  The World Soul

We have already seen that the World-Soul proceeds from the Nous during  the process of emanation.  The World-Soul as a created reality exists in time.  Like the Nous, it is creative and spiritual; unlike the Nous, however, it is not perfect.

Plotinus believes that it is the World-Soul that produces the material world and the individual souls that inhabit it.

     
 

The Emanation of the World Soul From the Nous

 

    Soul arises as the idea and act of the motionless Intellectual-Principle- which itself sprang from its own motionless prior- but the soul's operation is not similarly motionless; its image is generated from its movement. It takes fullness by looking to its source; but it generates its image by adopting another, a downward, movement.

    This image of Soul is Sense and Nature, the vegetal principle.

    Nothing, however, is completely severed from its prior. Thus the human Soul appears to reach away as far down as to the vegetal order: in some sense it does, since the life of growing things is within its province; but it is not present entire; when it has reached the vegetal order it is there in the sense that having moved thus far downwards it produces- by its outgoing and its tendency towards the less good- another hypostasis or form of being just as its prior (the loftier phase of the Soul) is produced from the Intellectual-Principle which yet remains in untroubled self-possession.

Entry of Soul into Bodies

    But we must examine how soul comes to inhabit the body- the manner and the process- a question certainly of no minor interest.

    The entry of soul into body takes place under two forms.

    Firstly, there is the entry- metensomatosis- of a soul present in body by change from one [wholly material] frame to another or the entry- not known as metensomatosis, since the nature of the earlier habitacle is not certainly definable- of a soul leaving an aerial or fiery body for one of earth.

    Secondly, there is the entry from the wholly bodiless into any kind of body; this is the earliest form of any dealing between body and soul, and this entry especially demands investigation.

    What then can be thought to have happened when soul, utterly clean from body, first comes into commerce with the bodily nature?

    It is reasonable, necessary even, to begin with the Soul of the All. Notice that if we are to explain and to be clear, we are obliged to use such words as "entry" and "ensoulment," though never was this All unensouled, never did body subsist with soul away, never was there Matter unelaborate; we separate, the better to understand; there is nothing illegitimate in the verbal and mental sundering of things which must in fact be co-existent.

    The true doctrine may be stated as follows:

    In the absence of body, soul could not have gone forth, since there is no other place to which its nature would allow it to descend. Since go forth it must, it will generate a place for itself; at once body, also, exists.

    While the Soul [as an eternal, a Divine Being] is at rest- in rest firmly based on Repose, the Absolute- yet, as we may put it, that huge illumination of the Supreme pouring outwards comes at last to the extreme bourne of its light and dwindles to darkness; this darkness, now lying there beneath, the soul sees and by seeing brings to shape; for in the law of things this ultimate depth, neighbouring with soul, may not go void of whatsoever degree of that Reason-Principle it can absorb, the dimmed reason of reality at its faintest.

    Imagine that a stately and varied mansion has been built; it has never been abandoned by its Architect, who, yet, is not tied down to it; he has judged it worthy in all its length and breadth of all the care that can serve to its Being- as far as it can share in Being- or to its beauty, but a care without burden to its director, who never descends, but presides over it from above: this gives the degree in which the kosmos is ensouled, not by a soul belonging to it, but by one present to it; it is mastered not master; not possessor but possessed. The soul bears it up, and it lies within, no fragment of it unsharing.

    The cosmos is like a net which takes all its life, as far as ever it stretches, from being wet in the water, and has no act of its own; the sea rolls away and the net with it, precisely to the full of its scope, for no mesh of it can strain beyond its set place: the soul is of so far-reaching a nature- a thing unbounded- as to embrace the entire body of the All in the one extension; so far as the universe extends, there soul is; and if the universe had no existence, the extent of soul would be the same; it is eternally what it is. The universe spreads as broad as the presence of soul; the bound of its expansion is the point at which, in its downward egression from the Supreme, it still has soul to bind it in one: it is a shadow as broad as the Reason-Principle proceeding from soul; and that Reason-Principle is of scope to generate a kosmic bulk as vast as lay in the purposes of the Idea [the Divine forming power] which it conveys.

 
     

D.  The Universe

We have seen that it is the universe is produced as an emanation from the World-Soul.  Individual souls are produced first, and among souls there exists a natural hierarchy (with rational souls ranking higher than sentient souls and sentient souls ranking higher than mere vegetative souls).  At the lowest level of reality is matter, which Plotinus describes as non-being, deprivation and primary evil.   Evil for Plotinus is not something positive, but a kind of deprivation or deficiency.  Since matter is non-being it is by definition evil---a deprivation of being.  All evil in the universe, therefore, finds its origin in matter.  This would also include human evil (the evil of the soul), which has its origin in the soul's connection to the body.

     
 

Variety of the Physical Universe

 

The Universe is immensely varied, the container of all the Reason-Principles and of infinite and diverse efficacies. In man, we are told, the eye has its power, and the bones have their varied powers, and so with each separate part of hand and of foot; and there is no member or organ without its own definite function, some separate power of its own- a diversity of which we can have no notion unless our studies take that direction. What is true of man must be true of the universe, and much more, since all this order is but a representation of the higher: it must contain an untellably wonderful variety of powers, with which, of course, the bodies moving through the heavens will be most richly endowed.

    We cannot think of the universe as a soulless habitation, however vast and varied, a thing of materials easily told off, kind by kind- wood and stone and whatever else there be, all blending into a kosmos: it must be alert throughout, every member living by its own life, nothing that can have existence failing to exist within it.

    And here we have the solution of the problem, "How an ensouled living form can include the soulless": for this account allows grades of living within the whole, grades to some of which we deny life only because they are not perceptibly self-moved: in the truth, all of these have a hidden life; and the thing whose life is patent to sense is made up of things which do not live to sense, but, none the less, confer upon their resultant total wonderful powers towards living. Man would never have reached to his actual height if the powers by which he acts were the completely soulless elements of his being; similarly the All could not have its huge life unless its every member had a life of its own; this however does not necessarily imply a deliberate intention; the All has no need of intention to bring about its acts: it is older than intention, and therefore its powers have many servitors.

 

Matter as Evil

 

We are thus brought back to the nature of that underlying matter and the things believed to be based upon it; investigation will show us that Matter has no reality and is not capable of being affected.

    Matter must be bodiless- for body is a later production, a compound made by Matter in conjunction with some other entity. Thus it is included among incorporeal things in the sense that body is something that is neither Real-Being nor Matter.

    Matter is no Soul; it is not Intellect, is not Life, is no Ideal-Principle, no Reason-Principle; it is no limit or bound, for it is mere indetermination; it is not a power, for what does it produce?

    It lives on the farther side of all these categories and so has no tide to the name of Being. It will be more plausibly called a non-being, and this in the sense not of movement [away from Being] or station (in Not-Being) but of veritable Not-Being, so that it is no more than the image and phantasm of Mass, a bare aspiration towards substantial existence; it is stationary but not in the sense of having position, it is in itself invisible, eluding all effort to observe it, present where no one can look, unseen for all our gazing, ceaselessly presenting contraries in the things based upon it; it is large and small, more and less, deficient and excessive; a phantasm unabiding and yet unable to withdraw- not even strong enough to withdraw, so utterly has it failed to accept strength from the Intellectual Principle, so absolute its lack of all Being.

    Its every utterance, therefore, is a lie; it pretends to be great and it is little, to be more and it is less; and the Existence with which it masks itself is no Existence, but a passing trick making trickery of all that seems to be present in it, phantasms within a phantasm; it is like a mirror showing things as in itself when they are really elsewhere, filled in appearance but actually empty, containing nothing, pretending everything. Into it and out of it move mimicries of the Authentic Existents, images playing upon an image devoid of Form, visible against it by its very formlessness; they seem to modify it but in reality effect nothing, for they are ghostly and feeble, have no thrust and meet none in Matter either; they pass through it leaving no cleavage, as through water; or they might be compared to shapes projected so as to make some appearance upon what we can know only as the Void.

    Further: if visible objects were of the rank of the originals from which they have entered into Matter we might believe Matter to be really affected by them, for we might credit them with some share of the power inherent in their Senders: but the objects of our experiences are of very different virtue than the realities they represent, and we deduce that the seeming modification of matter by visible things is unreal since the visible thing itself is unreal, having at no point any similarity with its source and cause. Feeble, in itself, a false thing and projected upon a falsity, like an image in dream or against water or on a mirror, it can but leave Matter unaffected; and even this is saying too little, for water and mirror do give back a faithful image of what presents itself before them.

 
     

If you are having trouble conceptualizing Plotinus' metaphysical system, perhaps the following diagram might help you:

Keep in mind that Plotinus is the originator of what will later come to be called the "great chain of being."  In the process of emanation we descend from the perfection and unity of the One to the imperfection and multiplicity found in the universe.  At the lowest level of reality is matter, which is furthest removed from the perfection of the One.


As I mentioned earlier, the One is the beginning and the end of Plotinus' philosophy.  The One is the source of all things, but it is also the final goal of the human soul's journey in this life.  We need to turn then from metaphysics to mysticism in order to see how Plotinus believes this return of the soul to its source is accomplished.